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United Kingdom Upper Tribunal (Tax and Chancery Chamber)


You are here: BAILII >> Databases >> United Kingdom Upper Tribunal (Tax and Chancery Chamber) >> Noel Norbert Walker trading as Walkers Financial PlaB2ing v FCA [2014] UKUT B2 (TCC) (03 February 2014)
URL: http://www.bailii.org/uk/cases/UKUT/TCC/2014/B2.html
Cite as: [2014] UKUT B2 (TCC)

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Noel Norbert Walker trading as Walkers Financial Planning v FCA [2014] UKUT B2 (TCC) (03 February 2014)


"FINANCIAL SERVICES–Supervisory Notice –Application for direction to suspend effect of notice until reference disposed of –Notice varied Applicant’s permission by removing all regulated activities with immediate effect – Reason for notice being failure to satisfy Threshold Conditions-Respondent not satisfied that Applicant a fit and proper person because in its opinion Applicant conducting his affairs in an inappropriate maB2er and acted with a lack of integrity-whether Tribunal satisfied that the direction to suspend the effect of the notice would not prejudice the interests of consumers –No-Whether necessary for notice to take effect immediately-Yes-Application dismissed-Rule5(5) The Tribunal Procedure (Upper Tribunal) Rules 2008"

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URL: http://www.bailii.org/uk/cases/UKUT/TCC/2014/B2.html