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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Y & Anor (Sri Lanka) v Secretary of State for the Home Department [2009] EWCA Civ 362 (29 April 2009) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2009/362.html Cite as: [2009] HRLR 22, [2009] EWCA Civ 362 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE ASYLUM AND IMMIGRATION TRIBUNAL
AS/56874/2003 & AS/57476/2003
Strand, London, WC2A 2LL |
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B e f o r e :
LADY JUSTICE ARDEN
and
LORD JUSTICE MOSES
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1. Y (SRI LANKA) |
Appellant |
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- and - |
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THE SECRETARY OF STATE FOR THE HOME DEPARTMENT and – 2. Z (SRI LANKA) - and – THE SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Respondent Appellant Respondent |
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Miss Susan Chan (instructed by Treasury Solicitors) for the Respondents
Hearing date: Thursday 12 March 2009
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Crown Copyright ©
Lord Justice Sedley :
1. I do not hold out great hope for these appellants, but there seems to me to be a real – and difficult – issue: where, as here, an accepted history of shocking state violence and abuse has been held not to create an entitlement to humanitarian protection because the fear of repetition is not well-founded, does that finding necessarily carry over into the assessment of the risk of suicide? The fifth proposition in Re J suggests that it does; but it must be arguable that, in relation to suicide, what frequently matters is whether there is a real and overwhelming fear, not whether it is well-founded.
2. Beyond this, but associated with it, are tenable concerns about the DIJ's appraisal of the psychiatric evidence and the availability of treatment and of extended family support in Sri Lanka. The two groups of issues need to be looked at together.
25. It should be stated at the outset that the phrase "real risk" imposes a more stringent test than merely that the risk must be more than "not fanciful". The cases show that it is possible to amplify the test at least to the following extent.
26. First, the test requires an assessment to be made of the severity of the treatment which it is said that the applicant would suffer if removed. This must attain a minimum level of severity. The court has said on a number of occasions that the assessment of its severity depends on all the circumstances of the case. But the ill-treatment must "necessarily be serious" such that it is "an affront to fundamental humanitarian principles to remove an individual to a country where he is at risk of serious ill-treatment": see Ullah paras [38-39].
27. Secondly, a causal link must be shown to exist between the act or threatened act of removal or expulsion and the inhuman treatment relied on as violating the applicant's article 3 rights. Thus in Soering at para [91], the court said:
"In so far as any liability under the Convention is or may be incurred, it is liability incurred by the extraditing Contracting State by reason of its having taken action which has as a direct consequence the exposure of an individual to proscribed ill-treatment."(emphasis added).
See also para [108] of Vilvarajah where the court said that the examination of the article 3 issue "must focus on the foreseeable consequences of the removal of the applicants to Sri Lanka…"
28. Thirdly, in the context of a foreign case, the article 3 threshold is particularly high simply because it is a foreign case. And it is even higher where the alleged inhuman treatment is not the direct or indirect responsibility of the public authorities of the receiving state, but results from some naturally occurring illness, whether physical or mental. This is made clear in para [49] of D and para [40] of Bensaid.
29. Fourthly, an article 3 claim can in principle succeed in a suicide case (para [37] of Bensaid).
30. Fifthly, in deciding whether there is a real risk of a breach of article 3 in a suicide case, a question of importance is whether the applicant's fear of ill-treatment in the receiving state upon which the risk of suicide is said to be based is objectively well-founded. If the fear is not well-founded, that will tend to weigh against there being a real risk that the removal will be in breach of article 3.
31. Sixthly, a further question of considerable relevance is whether the removing and/or the receiving state has effective mechanisms to reduce the risk of suicide. If there are effective mechanisms, that too will weigh heavily against an applicant's claim that removal will violate his or her article 3 rights.
…in deciding whether there is a real risk of a breach of article 3 in a suicide case, a question of importance is whether the applicant's fear of ill-treatment in the receiving state upon which the risk of suicide is said to be based is objectively well-founded. If the fear is not well-founded, that will tend to weigh against there being a real risk that the removal will be in breach of article 3.
If a fear of ill-treatment on return is well-founded, this will ordinarily mean that refoulement (if it is a refugee convention case) or return (if it is a human rights case) cannot take place in any event. In such cases the question whether return will precipitate suicide is academic. But the principle leaves an unfilled space for cases like the present one where fear of ill-treatment on return, albeit held to be objectively without foundation, is subjectively not only real but overwhelming.
Although Dr Eberstein stated in her letter to the GP of 1st March 2006 that her impression and recommendations were entirely consistent with those of Dr Patterson, she by contrast to Dr Patterson did not find any evidence of suicidal or homicidal ideation. This is a glaring contradiction between the Psychiatrists and I find it difficult to see how Dr Eberstein can come to the view that her impressions as at March 2006 which were that 'Y' did not have suicidal ideation were "entirely consistent" with Dr Patterson's report that he did.
"Last week, she did not eat and felt like she did not want to live. She has now been eating again. She remains tearful but has no continuing suicidal ideation, no plan or intent."
"With regard to whether [Y] is fit to give evidence, he told me he has found the experience acutely distressing in the past. He described the way in which his mind becomes numb and he is unable to concentrate.
I have observed the same mechanism at every interview with him , including the most recent.
…… being interviewed by me provoked symptoms of PTSD that is 'flashbacks' and dissociation on every occasion …
The more formal, interrogatory manner of a hearing would be likely to be experienced as even more traumatising, especially if he were asked about the details of his ordeal because this would be an extremely powerful trigger to 'flashbacks'.
I recommend, therefore, that [Y] is not required to give further evidence as he would be retraumatised and would be unlikely, in that dissociated state of mind, to be able to give any more information than before. I think it would be particularly undermining of his mental state and current treatment if he were required to answer questions about his torture and sexual abuse."
"Dr Patterson did not explain how one could significantly increase an already high risk."
In relation to Z, whose depression Dr Patterson considered had been exacerbated by the effects of the tsunami on the family, the judge wrote:
"She did not clarify how someone already suffering from extreme depression could have their depression made significantly worse by a completely independent event."
I limit myself to saying, with respect, that both comments are unworthy.
I note here that allowing either Appellants appeal would not of course deal with the alleged depression they are said to suffer from as a result of the tsunami and the hopelessness which both Dr Patterson and Dr Eberstein describe that came over the appellants after the tsunami. However these would seem to be no longer of importance if the Appellants were to win their appeal. It is hard to resist the conclusion that having served their purpose to exaggerate symptoms the alleged depression and hopelessness caused by the tsunami could then be dispensed with.
The Appellants had been under a degree of stress with the uncertainty of the proceedings hanging over them for several years and yet at least [Y] had not attempted suicide (I deal below with the alleged attempt by [Z]). I asked Dr Eberstein how the Appellants would be able to tolerate such a degree of stress. The doctor replied that there was still the possibility that the Appellants might be able to stay in the United Kingdom which distinguished the case from if they knew they were to be removed on the next day. In my view this appeared to demonstrate an element of calculation in their alleged suicidal ideation.
"The evidence is ambiguous as to whether either or both of the appellants have or have not expressed suicidal ideation in the past. While Dr Patterson says they have, Dr Eberstein has said they have not but has then sought to retract that evidence in a way which I find unimpressive."
"Whilst I understand the wish of a treating doctor to do her best for her patient and while I have no reason to doubt Dr Eberstein's experience and expertise the contents of her earlier reports to the GP are plain that there was no suicidal ideation expressed."
"Dr Patterson was firmly of the view that [Y] had suicidal ideation and was considering suicide if he had to go back to Sri Lanka."
If this was so, it formed an important part of the picture which the designated immigration judge had to appraise. Instead it is supplanted by the credence given, for no articulated reason, to what the judge has erroneously taken to be the evidence of Dr Eberstein on this one issue.
Upon arrival in Sri Lanka adequate reception facilities would be available. Again the Appellant's aunt could assist in this connection. Even if I accept the Appellant's evidence that other family members were killed in the tsunami (although some relatives seem to be still there according to the aunt's evidence), adequate medical facilities exist in Sri Lanka and I have set them out at some length above. The evidence on whether the family were indeed killed in the tsunami is ambiguous given the way that the focus of the Appellant's concerns in this case have shifted from their treatment in Sri Lanka through to the tsunami through to domestic circumstances in the United Kingdom. Concern about the tsunami does not appear to be so important that it would stop a full recovery if their cases were allowed. The number of relatives said to be affected by the tsunami is as Judge Manuel pointed out evidence of a large extended family and would ease the Appellants reintroduction into Sri Lankan society. There are adequate medical facilities to continue the treatment they have received.
"Sad though it is, the fact that the appellants lost some 50 relatives in the December 2004 tsunami shows that they have numerous relatives living locally, just as would be expected in a society following a traditional way of life in a fertile and pleasant land, marred only by sectarian conflict."
"About 50 of our relatives were killed by the tsunami … Those known to be dead include my first cousin…. and my elder brother's son… My niece told me over the phone … that their bodies had been found. [She] also told me that my sister, [Y's and Z's] mother, and two of their brothers (her sons) and [one son's] wife and child were all missing. The house where they were all living had caught the full brunt of the tsunami and had been destroyed. This was the house … built after the LTTE burned down my sister's house ([Y's and Z's] family home) in May 2003. They are all still missing. It is almost certain that they are all dead. This is so in the case of their other brother … as well…. There is no word of him either….
The effect of all this on my nephew and niece has been disastrous."
"[Y] and [Z] do not have anyone to support them in Sri Lanka. I used to have a niece there …who would update me about our family, but I have not heard anything from her in some time and I no longer know how to contact her. Last time I spoke to her she had cholera, and I suspect she may have died. Although we may still have some distant relatives in Sri Lanka, we do not have contact with them. [Y] and [Z] require extensive support and I am the only family member who can help them."
42. Aliens who are subject to expulsion cannot in principle claim any entitlement to remain in the territory of a Contracting State in order to continue to benefit from medical, social or other forms of assistance and services provided by the expelling State. The fact that the applicant's circumstances, including his life expectancy, would be significantly reduced if he were to be removed from the Contracting State is not sufficient in itself to give rise to breach of Article 3. The decision to remove an alien who is suffering from a serious mental or physical illness to a country where the facilities for the treatment of that illness are inferior to those available in the Contracting State may raise an issue under Article 3, but only in a very exceptional case, where the humanitarian grounds against the removal are compelling. In the D. case the very exceptional circumstances were that the applicant was critically ill and appeared to be close to death, could not be guaranteed any nursing or medical care in his country of origin and had no family there willing or able to care for him or provide him with even a basic level of food, shelter or social support.
43. The Court does not exclude that there may be other very exceptional cases where the humanitarian considerations are equally compelling. However, it considers that it should maintain the high threshold set in D. v. the United Kingdom and applied in its subsequent case-law, which it regards as correct in principle, given that in such cases the alleged future harm would emanate not from the intentional acts or omissions of public authorities or non-State bodies, but instead from a naturally occurring illness and the lack of sufficient resources to deal with it in the receiving country.
"Whilst there may be factual differences between the two types of case…. N v United Kingdom makes clear, as it seems to me, that the same principles are to be applied to them both."
"I believe [Y's] long-term prognosis would be very poor if he were forced to return to Sri Lanka. I believe there would be a real risk of suicide.
….
I do not believe that [Y] would be able to seek or access treatment in Sri Lanka due to his overwhelming despondency and hopelessness about life in Sri Lanka. I do not believe that he would easily overcome his conviction that suicide is his only option."
"[If removed to Sri Lanka] I believe the only mechanism that would minimize the risk of suicide for the short term would be hospitalisation on an acute psychiatric ward where she would be closely monitored to prevent her from self-harming. This intervention would decrease her suicide risk only as long as she remained in the hospital.
….
I believe there would be a real risk of suicide if [Z] were forced to return to Sri Lanka. I therefore believe her long-term prognosis if she were made to return is extremely poor.
She has said she would not be able to seek treatment in Sri Lanka and I do not believe she would do so. She has described being very fearful of the authorities in Sri Lanka and does not want to draw attention to her past. She has also described a great mistrust in the authorities, and she says this includes doctors, to whom she would not feel able to reveal details of her past."
"The risk of aggravation of suicidal ideation is greatly increased because she is likely to have lost all hope. Hopelessness has a serious significant association with completed suicide.
In my opinion if she does not manage to kill herself in the UK [viz if told she is to be returned] there is a high risk that she would commit suicide immediately upon her arrival in Sri Lanka to avoid falling into the hands of the authorities or the LTTE and to escape the extensive cultural condemnation that she is convinced awaits her.
…..
In my opinion her fragile psychological functioning would be seriously undermined if she were returned to Sri Lanka where I think she would be unlikely to access the treatment she needs and would be in danger of further psychiatric breakdown and suicide."
134. Sri Lanka has three major mental hospitals in the western province with beds for 3000 patients. There are several important non-governmental organisations providing psychiatric assessment and treatment. All patients receiving mental health services from the government sector receive the services and drugs free of charge. Paragraph 26.17 of the COIR lists the therapeutic drugs generally available at the primary healthcare level. This too is significant. Dr Eberstein listed the drugs prescribed to the Appellants. The objective evidence is that chemical therapy could be continued in Sri Lanka.
135. Paragraph 26.19 states that information provided by the source country information system of Sri Lanka in December 2004 noted that treatment for Post Traumatic Stress Disorder was available in all private hospitals and clinics in Colombo.
Lady Justice Arden:
Lord Justice Moses: