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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Save Stonehenge World Heritage Site Ltd & Anor, R (On the Application Of) v Secretary of State for Transport [2024] EWHC 339 (Admin) (19 February 2024) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2024/339.html Cite as: [2024] EWHC 339 (Admin) |
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KING'S BENCH DIVISION
PLANNING COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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The KING on the application of (1) SAVE STONEHENGE WORLD HERITAGE SITE LIMITED and (2) ANDREW RHIND-TUTT |
Claimants |
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- and- |
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SECRETARY OF STATE FOR TRANSPORT |
Defendant |
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- and- |
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(1) NATIONAL HIGHWAYS LIMITED (2) HISTORIC BUILDINGS AND MONUMENTS COMMISSION FOR ENGLAND ("HISTORIC ENGLAND") |
Interested Parties |
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James Strachan KC and Rose Grogan (instructed by Government Legal Department) for the Defendant.
Reuben Taylor KC (instructed by Pinsent Masons LLP) for Interested Party 1.
Richard Harwood KC (instructed by Historic England) for Interest Party 2.
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Hearing dates: 12-14 December 2023.
____________________
Crown Copyright ©
Mr. Justice Holgate:
Introduction
Heading Paragraph Nos. The redetermination process 28 - 47 The second decision letter 48 - 59 The grounds of challenge 60 - 71 Statutory framework 72 - 98 Ground 1
- The issue
- Legal principles: fairness and article 6(1) of the ECHR
- The allegations of unfairness99 - 138
99 - 101
102 - 114
115 - 138Ground 8
- Legal principles
- Implications of the claimants' argument
- Specific complaints in this case139 - 178
139 - 149
150 - 158
159 - 178Ground 2 179 - 197 Ground 3 198 - 223 Ground 5 224 - 243 Ground 6 244 - 256 Conclusion 257
The redetermination process
- Alternatives to the scheme, but not limited to the longer tunnel option or covering the western cutting;
- Changes affecting the application of national or local policy;
- The impact of the scheme on carbon budgets under the Climate Change Act 2008 ("CCA 2008"), including the sixth carbon budget, and the likely significant effects of the development on climate, including greenhouse gas ("GHG") emissions;
- Whether any further updated environmental information was necessary;
- Any other matters arising since the first decision letter which should be taken into account in the redetermination.
IP1 was given until 11 January 2022 to respond.
The second decision letter
- Agriculture
- Cultural heritage and the historic environment
- Landscape and visual effects
- Public rights of way
- Climate change (including carbon emissions and cumulative effects)
- Air quality
- Construction and operational impacts
- Noise and vibration
- Biodiversity and wildlife
- Flood risk
- Ground water protection
- Land contamination
- The assessment of impacts on every heritage asset, based on the ES, the Heritage Impact Assessment and responses to the Statement of Matters (DL 43 to DL 66)
- The conclusions of the Panel and SST on the level of harm to heritage assets (DL 67 to DL 82)
- New archaeological finds (DL 83 to DL 88)
- The Secretary of State's views on the re-opening of the Examination (DL 89)
- Issues arising from the Statement of Matters, including further assessments added to the ES and the Report of the Advisory Mission (DL 91 to DL 101)
- The SST's overall conclusions on heritage matters (DL 102 to DL 105).
The grounds of challenge
Ground 1
The SST failed to re-open the Examination into the application for the DCO in breach of the common law duty to act fairly and Article 6 of the ECHR.
Ground 2
Firstly, when assessing the F010 route as an alternative to the DCO scheme the SST failed to have regard to certain "obviously material considerations" and secondly, he failed to have regard to a "non-expressway" option.
Ground 3
In ascribing no weight to the risk of Stonehenge being delisted as a WHS for the reasons given in DL 101 the SST acted irrationally.
Ground 4
The SST adopted an unlawful approach to the Convention in finding that, because the scheme accorded with the NPSNN, the grant of the DCO would not involve any breach by the UK of its obligations under the Convention.
Ground 5
The SST failed to have regard to an obviously material consideration, namely the Carbon Budget Delivery Plan ("CBDP") and the Net Zero Growth Plan ("NZGP") both published in March 2023.
Ground 6
The SST failed to consider not applying the NPSNN under s.104(4), (5) or (7) of the PA 2008 and/or acted irrationally in not departing from the NPSNN in relation to climate change, given that that policy is being reviewed because it does not take into account current obligations under the CCA 2008.
Ground 7
The SST's approach to environmental impact assessment was unlawful in relation to the cumulative effect of GHG emissions from the DCO scheme and other committed road schemes.
Statutory framework
"(7) In making decisions under subsection (4)(a), the Examining authority must apply the principle that any oral questioning of a person making representations at a hearing (whether the applicant or any other person) should be undertaken by the Examining authority except where the Examining authority thinks that oral questioning by another person is necessary in order to ensure—
(a) adequate testing of any representations, or
(b) that a person has a fair chance to put the person's case."
"(2) Where a decision of the Secretary of State in respect of an application is quashed in proceedings before any court, the Secretary of State—
(a) shall send to all interested parties a written statement of the matters with respect to which further representations in writing are invited for the purposes of the Secretary of State's further consideration of the application;
(b) shall give all interested parties the opportunity of making representations in writing to the Secretary of State in respect of those matters"
(i) The application must be the subject of an examination and report before it may be determined by the Secretary of State;
(ii) That process, including the examination, is intended to be efficient, expeditious and fair;
(iii) Once the examination is concluded, issues, whether continuing or new, may be considered by officials using a written representations procedure and without requiring the examination to be reopened, before they provide advice to the Secretary of State on the determination of the application;
(iv) The same applies where a DCO is quashed by the court and the application has to be redetermined in a case where, as is common ground here, there is no requirement for the application process to go back to square one or for the examination process to be repeated as a whole;
(v) Even if an examination is reopened, it takes the form of considering written representations (s.90), unless the ExA decides that it is necessary for them to consider oral representations about a particular issue at a hearing to ensure that an issue is adequately examined or that an interested party has a fair chance to put his case;
(vi) Even if such a hearing takes place, it is for the ExA to decide whether any person is questioned and by whom. The ExA must apply the principle that they are to conduct any questioning unless they think that questioning by others is "necessary" to ensure adequate testing of representations or so that a party has a fair chance to put his case (s.94(4) and (7));
(vii) If an examination is not re-opened, the obtaining of written representations and the questioning of that evidence is conducted in writing by departmental officials rather than by one or more inspectors.
Ground 1
The issue
Legal principles: fairness and article 6(1) of the ECHR
"My Lords, the so-called rules of natural justice are not engraved on tablets of stone. To use the phrase which better expresses the underlying concept, what the requirements of fairness demand when any body, domestic, administrative or judicial, has to make a decision which will affect the rights of individuals depends on the character of the decision making body, the kind of decision it has to make and the statutory or other framework in which it operates. In particular, it is well-established that when a statute has conferred on any body the power to make decisions affecting individuals, the courts will not only require the procedure prescribed by the statute to be followed, but will readily imply so much and no more to be introduced by way of additional procedural safeguards as will ensure the attainment of fairness."
The allegations of unfairness
Ground 8
Legal principles
(i) A decision-maker who is legally required to have regard to a particular matter does not have to bring to mind all the details relating to that matter (p.61);
(ii) Officials do not have to draw a Minister's attention to every communication they receive or every fact they know. Part of a department's function is to make a precis of material to which the Minister is bound to have regard or to which he may choose to have regard in making a decision. The press of Ministerial business necessitates efficient performance of that function (p.65);
(iii) A Minister's appreciation of a case depends to a great extent upon the appreciation made by his department, that is the analysis, evaluation and precis of that material (p.65);
(iv) A Minister's reliance upon that departmental appreciation does not amount to an impermissible delegation of his ministerial function (p.66).
These principles were endorsed in National Association of Health Stores. I would add that the preparation of ministerial briefing by officials involves expertise and judgment on their part as to the extent of the material to be included (Transport Action Network at [73]).
Implications of the claimants' argument
(i) In Peko-Wallsend the main issue was whether the legislation obliged the Minister to consider personally the representation from the mining company about its interest in the uranium deposits. The court held that he was so obliged, but he had not been told anything about that subject;
(ii) National Association of Health Stores concerned an application to quash delegated legislation. It did not involve a review of a decision letter subject to a duty to give reasons. In that case the relevant topic had been dealt with briefly in the ministerial briefing and the court refused to criticise the lack of any further detail ([62]-[64]);
(iii) Both Transport Action Network and R (Friends of the Earth Limited) v Secretary of State for Business, Energy and Industrial Strategy [2023] 1 WLR 225 involved decisions by ministers to adopt policy documents, unaccompanied by any obligation to give reasons in a decision letter;
(iv) Transport Action Network concerned the SST's adoption of the national, high level Road Investment Strategy. The court held that the briefing to the SST that the strategy was "consistent with a major carbon saving required to deliver net zero" and that this was based upon "a comprehensive programme of analysis" was legally adequate to address his statutory duty to have regard to the effect of the Strategy on the environment. There was no requirement for officials to provide the SST with the numerical analysis upon which that advice had been based, or even a numerical summary of that analysis ([133] and [136]);
(v) In Friends of the Earth it was necessarily implicit in the legislation that the Minister was required to address matters such as the estimated contributions of his policies to targets in the CCA and risks to the delivery of those targets, but the material given to him failed to deal with those matters at all ([202]-[204] and [211]-[214]);
(vi) In Stonehenge 1 the issue of ministerial knowledge arose because of a mandatory legal obligation to take into account certain heritage impacts, which were not addressed at all in the Panel's report, the decision letter or the briefing, and where the Minister was not given access to the documents containing the necessary information (see [146], [170] and [172]-[180]).
Specific complaints in this case
Ground 2
"Key differentiators were F010 being a significantly longer route which would pass through a largely unspoilt, high quality, tranquil landscape with an additional crossing of the River Avon Special Area of Conservation (SAC). It would have a much larger footprint and a greater overall environmental impact, despite having greater benefits for the WHS. There would be disbenefits for road users having to travel on a longer F010 route, offsetting lower construction costs. F010 would also not interact effectively with the local road network, leaving higher levels of rat running traffic adversely affecting the quality of life in local communities. This summary can be found in paragraph 4.6.2 of the SAR [REP1-023] and is included in the entry for Options Identification, Stage 4 in Table 3.1 of ES Chapter 3 [APP-041]." (emphasis added)
Paragraph 5.2.3 signposted the more detailed evaluations by IP1, including the Technical Appraisal Report and REP2-024.
(i) IP1 accepted that route F010 would bring greater benefits for the WHS than the proposed scheme. F010 would have a "large beneficial effect";
(ii) Route F010 would be far less expensive than the proposed scheme (providing a link to the Technical Appraisal Report rather than setting out any figures);
(iii) The SA continued to disagree with IP1's suggestion that F010 would have a greater overall environmental impact than the tunnelled options and would generate higher levels of rat-running adversely affecting the quality of life in local communities;
(iv) The opinion given by Professor Parker Pearson (see ground 8 above).
"230. With regard to route F010, while a surface route that bypasses the WHS in its entirety will avoid the less than substantial heritage harm to the WHS from the Proposed Development or the alternatives above, it will give rise to other environmental effects including heritage impacts. In particular, there will likely be direct physical impacts to the southwest corner of the WHS, impacts on as yet undiscovered archaeological remains that contribute to OUV of the WHS, impacts to the setting of the WHS and barrows within the WHS that contribute to OUV and harm to the settings of other scheduled monuments, Grade I listed churches and conservation areas (see paragraph 21 to 24 REP2-024). Because of those potential adverse effects of route F010, the Secretary of State does not prefer it to the DCO scheme."
Ground 3
"7. Reiterates its concern that, as previously advised by the Committee and identified in the 2018 mission report, the part of the A303 improvement scheme within the property retains substantial exposed dual carriageway sections, particularly those at the western end of the property, which would impact adversely the Outstanding Universal Value (OUV) of the property, especially affecting its integrity;
8. Notes with concern that, although consideration was given to extending the bored tunnel and to greater covering of the cutting, as requested by the Committee, it was determined by the State Party that the additional benefits of a longer tunnel would not justify the additional costs;
9. Reiterates its previous request that the State Party should not proceed with the A303 route upgrade for the section between Amesbury and Berwick Down in its current form, and considers that the scheme should be modified to deliver the best available outcome for the OUV of the property;
10. Notes furthermore the State Party's commitment to ongoing engagement with the Committee, the World Heritage Centre, and ICOMOS, but also considers that it is unclear what might be achieved by further engagement unless and until the design is fundamentally amended;
11. Regrets that the Development Consent Order (DCO) has been granted for the scheme; and therefore, further considers in conformity with Paragraph 179 of the Operational Guidelines that the approved A303 improvement scheme is a potential threat to the property, which – if implemented - could have deleterious effects on its inherent characteristics, notably to its integrity;
12. Notes moreover that in the event that DCO consent was confirmed by the High Court, the property warrants the inscription on the List of World Heritage in Danger;
13. Finally requests the State Party to submit to the World Heritage Centre, by 1 February 2022, an updated report on the state of conservation of the property and the implementation of the above, for examination by the World Heritage Committee at its 45th session, with a view to considering the inscription of the property on the List of World Heritage in Danger if the A303 route upgrade scheme is not modified to deliver the best available outcome for the OUV of the property." (original emphasis)
"Several respondents including the Stonehenge Alliance, the Consortium of Stonehenge Experts, and ICOMOS UK referred to the World Heritage Committee's power to delist properties and referred to the prospect of Stonehenge losing its status. The Secretary of State has taken this issue into account but given it no weight because if it were to happen it would happen as part of a separate process, the Secretary of State is satisfied that the Proposed Development is in accordance with the NPSNN and in granting consent, this would not lead to the UK being in breach of its World Heritage Convention ("WHC") obligations, and the Applicant will be working with advisory bodies when constructing the Proposed Development."
It is this paragraph which the claimants seek to challenge.
"It is for each State Party to this Convention to identify and delineate the different properties situated on its territory mentioned in Articles 1 and 2 above"
"Article 11
1. Every State Party to this Convention shall, in so far as possible, submit to the World Heritage Committee an inventory of property forming part of the cultural and natural heritage, situated in its territory and suitable for inclusion in the list provided for in paragraph 2 of this Article. This inventory, which shall not be considered exhaustive, shall include documentation about the location of the property in question and its significance.
2. On the basis of the inventories submitted by States in accordance with paragraph 1, the Committee shall establish, keep up to date and publish, under the title of "World Heritage List," a list of properties forming part of the cultural heritage and natural heritage, as defined in Articles 1 and 2 of this Convention, which it considers as having outstanding universal value in terms of such criteria as it shall have established. An updated list shall be distributed at least every two years.
3. The inclusion of a property in the World Heritage List requires the consent of the State concerned. The inclusion of a property situated in a territory, sovereignty or jurisdiction over which is claimed by more than one State shall in no way prejudice the rights of the parties to the dispute.
4. The Committee shall establish, keep up to date and publish, whenever circumstances shall so require, under the title of "list of World Heritage in Danger", a list of the property appearing in the World Heritage List for the conservation of which major operations are necessary and for which assistance has been requested under this Convention. This list shall contain an estimate of the cost of such operations. The list may include only such property forming part of the cultural and natural heritage as is threatened by serious and specific dangers, such as the threat of disappearance caused by accelerated deterioration, large-scale public or private projects or rapid urban or tourist development projects; destruction caused by changes in the use or ownership of the land; major alterations due to unknown causes; abandonment for any reason whatsoever; the outbreak or the threat of an armed conflict; calamities and cataclysms; serious fires, earthquakes, landslides; volcanic eruptions; changes in water level, floods and tidal waves. The Committee may at any time, in case of urgent need, make a new entry in the List of World Heritage in Danger and publicize such entry immediately.
5. The Committee shall define the criteria on the basis of which a property belonging to the cultural or natural heritage may be included in either of the lists mentioned in paragraphs 2 and 4 of this article.
6. Before refusing a request for inclusion in one of the two lists mentioned in paragraphs 2 and 4 of this article, the Committee shall consult the State Party in whose territory the cultural or natural property in question is situated.
7. ….. "
88. Integrity is a measure of the wholeness and intactness of the natural and/or cultural heritage and its attributes. Examining the conditions of integrity, therefore requires assessing the extent to which the property:
(a) includes all elements necessary to express its Outstanding Universal Value;
(b) is of adequate size to ensure the complete representation of the features and processes which convey the property's significance;
(c) suffers from adverse effects of development and/or neglect
This should be presented in a statement of integrity."
(i) When the WHC reached its Decision 44 in 2021 it did not have evidence which was before the Panel and the SST, in particular additional assessments of the tunnelling options provided by IP1 as part of the redetermination process;
(ii) The WHS is not on the List of World Heritage in Danger;
(iii) At no stage has the WHC decided that if the proposed scheme proceeds, the WHS must be removed from the list of WHS, nor has it expressed any view as to the likelihood of this occurring.
"If it were to happen it would happen as part of a separate process."
The claimants submit that this cannot amount to a rational reason for giving no weight to what they correctly refer to as a "risk of delisting." But the parties agree that the WHC has expressed no view on the likelihood of delisting. Read in context "it" in DL 101 simply referred to that risk. As we have seen, any question of delisting would be a separate process in which the key issue in the discussion between the WHC and the UK would be whether Stonehenge has lost those characteristics of OUV which determined its inscription as a WHS. Neither the SST nor the UK Government has accepted that those characteristics would be "lost". In my judgment, the SST was entitled not to second guess the outcome of any consideration by the WHC of delisting, if that separate process were to be put in train.
Ground 5
"This Carbon Budget Delivery Plan provides the detail, setting out the current package of proposals and policies prepared by the Secretary of State (as of March 2023) to enable the delivery of Carbon Budgets 4, 5 and 6. The proposals and policies reach far into the future, setting out our plans to the end of Carbon Budget 6 in 2037. This means that, whilst maintaining focus on delivering the proposals and policies, we must acknowledge that the package represents one of many routes to full decarbonisation of the UK economy by 2050. We expect the world to change between now and the end of Carbon Budget 6, so we expect that the package of proposals and policies will evolve to adapt to changing circumstances, new evidence, to utilise technological developments and address emerging challenges. This will enable us to maximise opportunities to drive growth, jobs and investment across the UK whilst reducing emissions."
"The Government has an overarching national carbon reduction strategy (as set out in the Carbon Plan 2011) which is a credible plan for meeting carbon budgets. It includes a range of non-planning policies which will, subject to the occurrence of the very unlikely event described above, ensure that any carbon increases from road development do not compromise its overall carbon reduction commitments. The Government is legally required to meet this plan. Therefore, any increase in carbon emissions is not a reason to refuse development consent, unless the increase in carbon emissions resulting from the proposed scheme are so significant that it would have a material impact on the ability of Government to meet its carbon reduction targets."
A footnote indicates that successor documents to the Carbon Plan are also relevant, which would include the NZS, the NZGP and the CBDP.
Ground 6
Conclusion
Note 1 However, for convenience this judgment will generally refer throughout to the Secretary of State rather than the Minister. [Back]